Opus Investment Management

Transparency

Transparent fee education

Understand how investment costs and return sources interact

Fee philosophy

Opus publishes educational guidance on fee types, performance arrangements, and suitability considerations so eligible investors can evaluate costs in context. Specific fees are product- and agreement-specific and are disclosed in governing documents, Form ADV materials, and account disclosures.

Fee types

Common investment cost categories

Educational categories only. Actual fees are defined in advisory agreements, fund documents, and account disclosures.

Asset-based advisory fees

A percentage of assets under management charged for investment advisory services, typically accrued and billed according to the advisory agreement.

Performance-based fees

Where permitted and agreed, performance fees may apply based on defined benchmarks, high-water marks, or hurdle rates. Terms vary by mandate.

Fund management fees

Private funds commonly charge management fees on committed or invested capital as specified in offering documents.

Fund expenses

Funds may bear organizational, administrative, legal, audit, custody, and other operating expenses that affect net returns.

Platform and operational costs

Certain platform, banking, or transaction-related costs may apply depending on product, jurisdiction, and service configuration.

Embedded product costs

ETFs and other products may include expense ratios and trading costs that are separate from Opus advisory or fund fees.

Returns

Potential return sources

Investors should evaluate how fees interact with the drivers of expected return for each strategy.

Capital appreciation

Increases in the market or fair value of holdings over time, subject to market and strategy risk.

Income and distributions

Dividends, interest, or fund distributions where applicable; timing and amounts are not guaranteed.

Strategy alpha (where pursued)

Potential excess return relative to a stated benchmark or opportunity set; alpha is uncertain and may be negative.

Private market realization

For private equity and similar strategies, returns often depend on exit events rather than continuous public pricing.

Comparison

How Opus frames fee transparency

A conceptual comparison of cost education approaches—not a quote of specific rates.

TopicTraditional framingOpus framing
Primary cost lensOften focused on brokerage commissions or product expense ratios aloneEducational emphasis on advisory, fund, expense, and platform cost layers together
Disclosure postureFee details may be fragmented across product sheets and account formsInvestors are directed to Form ADV, agreements, and offering documents as controlling sources
Performance arrangementsMay be absent or inconsistently explainedWhere used, performance terms are described in mandate- or fund-specific documentation
Operational transparencyCash, allocation, and reporting processes may sit outside the fee conversationTreasury, reporting, and compliance workflows are part of the investor operating experience
Suitability framingCost comparison without eligibility or liquidity contextFees presented alongside eligibility, liquidity, and risk education

Suitability

Evaluating fees in context

Cost comparisons are incomplete without service scope, liquidity, eligibility, and risk context.

Match fees to service scope

Compare what is included—advisory oversight, reporting, platform access, and operational support—before focusing only on headline rates.

Evaluate net, not only gross

Gross returns can overstate investor outcomes. Consider all layers of fees, expenses, and taxes where relevant.

Liquidity has a cost profile

Illiquid strategies may appear attractive on paper but impose opportunity costs and funding obligations through capital calls.

Ask for governing documents

Request Form ADV materials, private placement memoranda, partnership agreements, and fee schedules before committing capital.

Disclaimers

Important fee disclosures

This page is educational. Controlling fee terms appear in client and offering documents.

  • All fees, expenses, and performance terms are governed by applicable agreements and offering documents, not by this educational page.
  • Registration as an investment adviser does not imply a certain level of skill or training.
  • Past performance is not indicative of future results. Investing involves risk, including possible loss of principal.
  • Performance fees and carried interest arrangements can create incentives that differ from asset-based fees; review conflicts disclosures carefully.
  • Tax treatment depends on individual circumstances. Opus does not provide tax advice unless expressly engaged to do so.
  • Product availability, minimums, and fee schedules may differ by investor type, jurisdiction, and account structure.

Discuss how Opus can support your objectives

Our team can help you evaluate eligibility, solutions, and platform capabilities.