Building lasting wealth through institutional investment excellence
We combine disciplined investment management, private-market access, and institutional technology so individuals, families, and institutions can pursue growth, preserve capital, and manage portfolios with clarity.
Why clients choose Opus
- SEC Registered
- Institutional Infrastructure
- Risk Management
- Regulatory Compliance
- Portfolio Management
- Enterprise Security
- Transparent Reporting
- Research-Driven
Trust
Built to institutional standards
We bring SEC-registered advisory credentials together with enterprise infrastructure for investment operations.
$332M
Approximate AUM
As disclosed for advisory reporting context
SEC RIA
Registration
CRD 163262
100%
Discretionary Assets
Advisory discretionary management
12+
Platform Modules
Investment, treasury, trading, compliance and more
Investments
Featured investment opportunities
Explore public markets, private funds, alternatives, and IPO participation through our markets and platform.
Stocks
Access public equities through institutional trading workflows with order management, market data, and portfolio integration.
ETFs
Invest in exchange-traded funds with transparent pricing, diversified exposure, and disciplined execution processes.
Funds
Professionally managed private and multi-strategy funds, supported by institutional process controls and reporting.
IPOs
Structured IPO and pre-IPO participation with clear eligibility review, licensing checks, and allocation discipline.
Alternatives
Alternative strategies designed for investors seeking diversified return and risk characteristics beyond public markets.
Private Equity
Long-horizon private equity frameworks with diligence standards, capital call discipline, and transparent reporting.
Markets
Markets and investments
A clear map of public and private market capabilities across our platform.
Public Markets
Equities, ETFs, and trading infrastructure for investors seeking liquid market access.
Private Markets
Private equity, funds, and alternative strategies within controlled access frameworks.
IPO Marketplace
Offering discovery and subscription workflows with licensing gates and allocation tracking.
Investment Funds
Multi-strategy and private fund access supported by professional oversight and investor reporting.
Platform
An integrated investment platform
Beyond traditional asset management, we operate connected modules across the investment lifecycle.
Investor Portal
Account activity, portfolios, documents, funding, and support in one secure workspace.
Treasury and Cash
Deposits, withdrawals, transfers, and operational cash workflows with audit trails.
Trading and Markets
Order management, market data, and execution workflows for client trading accounts.
Compliance and Licensing
Policy gates, license registry, and operational compliance embedded into investment workflows.
Why Opus
An established firm with modern operating depth
We are a mature investment management company that expanded deliberately into investor technology and operating infrastructure.
Established advisory foundation
We began as an SEC-registered investment management firm serving institutional and private-fund clients.
Enterprise platform depth
Beyond advice, we operate a full investment technology stack, from marketplace and IPO workflows to treasury, trading, and reporting.
Controls by design
Compliance, licensing, audit logging, and operational workflows are built into the platform rather than bolted on.
Investor experience at institutional standard
Transparent processes, professional reporting, and dedicated support for individuals, families, and institutions.
Process
How to get started
1. Engage
Speak with us about your objectives and the solutions relevant to your profile.
2. Onboard
Complete account, KYC, and any licensing requirements through controlled institutional workflows.
3. Invest and operate
Access funds, marketplace opportunities, IPOs, treasury, and portfolio tools through the investor portal.
4. Monitor and report
Track positions, activity, and performance with reporting, analytics, and ongoing support.
Education
Investor education
Clear explanations of stocks, ETFs, funds, IPOs, risk, and portfolio concepts for new and experienced investors.
Insights
Market insights
Market Commentary
Institutional Discipline in Digital Markets
How established investment managers apply process, risk controls, and governance as market infrastructure modernizes.
Research
Eligibility and Access in Private Markets
A practical look at accreditation, licensing, and product availability frameworks for sophisticated investors.
IPO Insights
IPO Process Controls That Matter
Why offering eligibility, allocation discipline, and operational audit trails matter as much as access itself.
FAQ
Frequently asked questions
Is Opus an SEC-registered investment adviser?+
Yes. Opus Investment Management LLC is an SEC-registered investment adviser (CRD 163262; SEC 801-121988). Registration does not imply a certain level of skill or training.
Who can invest with Opus?+
We work with individuals, families, and institutions. Product availability, accreditation, or licensing requirements may apply depending on the strategy and jurisdiction.
Does Opus operate only as a traditional asset manager?+
We began as an investment management firm and have evolved into a broader enterprise investment platform that includes investor technology, IPO workflows, treasury, trading, compliance, and reporting capabilities.
How do I access the investor portal?+
Clients can sign in at Client Login. New investors should contact us to begin onboarding.
Does Opus serve investors outside the United States?+
We provide services across multiple jurisdictions, subject to applicable local laws, regulations, and product availability.
Global presence
Serving clients across multiple jurisdictions
We provide investment services across multiple jurisdictions, subject to applicable local laws, regulations, and product availability. Certain offerings may require additional suitability, accreditation, or licensing review.
North America
Headquartered in New York with service coverage for investors across North America.
Europe
We engage investors across Europe subject to local regulatory requirements.
United Kingdom
We support UK investors where product and regulatory conditions allow.
Middle East
We maintain select engagement with investors and institutions across the region.
Africa
We work with counterparties across Africa subject to local laws and product availability.
Asia-Pacific
We support investors and institutions across Asia-Pacific through dedicated service pathways.
Latin America
We engage investors across Latin America under applicable local frameworks.
Newsletter
Opus Insights
Receive selected commentary, research summaries, and platform announcements from Opus Investment Management. Content is educational and does not constitute an offer to sell or a solicitation to buy any security.
Ready to begin?
Open an account, explore markets and solutions, or speak with us about your investment objectives.